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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED_RES | 2025-07-10 |
Branch Locations
915 Highland Pointe Dr Ste 250, Roseville, CA 95678 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group Inc | Chico | CA | 09/2007 | 07/2025 |
| Lpl Financial Llc | Chico | CA | 07/2025 | Present |
1. 07/10/2025- NorCal Financial Group- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/20/2007- 120 Hours Per Month- 120 Hours During Trading 2. 07/10/2025- Rollins Wealth Enterprises- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 06/28/2025- 10 Hours Per Month- 5 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-27 |
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