Israel Epstein

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 11/2016
  Wells Fargo Advisors Llc
  Paramus, NJ
• 11/2016 → 06/2018
  Wells Fargo Clearing Services, Llc
  Paramus, NJ
• 06/2018 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 05/2023
  Securities America, Inc.
  Saddle Brook, NJ
• 11/2020 → 05/2023
  Securities America Advisors, Inc.
  Saddle Brook, NJ
• 05/2023 → Present
  Lpl Financial Llc
  Saddle Brook, NJ

Previous Registrations

• 2020-11-06 → 2023-06-09
  Securities America Advisors, Inc.
  La Vista, NE
• 2018-06-27 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Bergenfield, NJ
  Saddle Brook, NJ
  Seattle, WA
• 2011-08-11 → 2018-06-28
  Wells Fargo Clearing Services, Llc
  Paramus, NJ
• 2005-04-13 → 2011-08-11
  Chase Investment Services Corp.
  New York City, NY
  New York, NY
  Brooklyn, NY

Other Businesses

1) 5/2023 - Sunrise Financial Planning Group, LLC. / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start date 04/24/2023 - 160 Hrs per month 2) 5/2023 - Non-Variable Insurance / Investment Related / Bergenfield, NJ - Start date 04/24/2023 - 20 hrs per month 3. 01/03/2025 - Professional Career Services - Not Investment Related - Other - Teaching - Lakewood, NJ - Start Date: 11/18/2024 - 8 Hrs/Mth - 8 Hrs During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-29
• S63 Uniform Securities Agent State Law Examination
  1997-08-20

Other Names

• Srully Epstein