Michael Lee Dixon

Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1998 → 11/2019
  Charles Schwab & Co., Inc.
  Indianapolis, IN
• 02/2020 → 10/2020
  Interocean Capital, Llc
  Chicago, IL
• 10/2020 → 05/2024
  Interocean Capital Group, Llc
  Chicago, IL
• 05/2024 → Present
  Focus Partners Wealth, Llc
  Clayton, MO

Previous Registrations

• 2020-10-14 → 2024-07-30
  Interocean Capital
  Nashville, TN
  Tampa, FL
• 2020-08-10 → 2020-10-14
  Interocean Capital, Llc
  Tampa, FL
  Chicago, IL
• 2006-01-03 → 2019-11-25
  Charles Schwab & Co., Inc.
  Fishers (Indianapolis), IN
  Fishers (Indianapolis), IN
  Fishers (Indianapolis), IN
  Indianapolis, IN
  Fishers (Indianapolis), IN
• 2012-01-03 → 2015-05-07
  Schwab Wealth Advisory, Inc.
  Indianapolis, IN

Exams

• S66 Uniform Combined State Law Examination
  2006-12-08
• S65 Uniform Investment Adviser Law Examination
  1997-04-25
• S63 Uniform Securities Agent State Law Examination
  1997-04-23

Designations

• Certified Financial Planner

Other Names

• Michael L Dixon