Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-11-14
TX RA APPROVED_RES 2021-09-14
FL RA APPROVED 2016-02-03
  • NY RA
    APPROVED
    Since 2022-11-14
  • TX RA
    APPROVED_RES
    Since 2021-09-14
  • FL RA
    APPROVED
    Since 2016-02-03

Branch Locations

4393 Novato Ct., Naples, FL 34109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 08/2015 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2015 Present
Previous Registrations
  • 2013-05-23 → 2015-08-25
    Northport, NY
  • 2012-10-01 → 2013-05-09
    Holbrook, NY
    Ronkonkoma, NY
  • 2012-05-22 → 2012-10-01
    Chase Investment Services Corp.
    Ronkonkoma, NY
    Holbrook, NY
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/YR - 0/TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-04
S63 Uniform Securities Agent State Law Examination 1997-02-21
  • S65 Uniform Investment Adviser Law Examination
    1997-12-04
  • S63 Uniform Securities Agent State Law Examination
    1997-02-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Naples, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor