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Joshua Leslie Leonard

J.P. Morgan Securities LLC

Dallas, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-24
  • TX RA
    APPROVED
    Since 2021-12-24

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Houston TX 10/1998 12/2021
Jpmorgan Chase Bank Na Dallas TX 12/2021 Present
Jpmorgan Securities Llc Dallas TX 12/2021 Present
  • 10/1998 → 12/2021
    Houston, TX
  • 12/2021 → Present
    Jpmorgan Chase Bank Na
    Dallas, TX
  • 12/2021 → Present
    Jpmorgan Securities Llc
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-18
S63 Uniform Securities Agent State Law Examination 1997-04-08
  • S65 Uniform Investment Adviser Law Examination
    1997-04-18
  • S63 Uniform Securities Agent State Law Examination
    1997-04-08
Other Names
  • Joshua Leonard

View on SEC IAPD

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