Jody Jeremiah Roth

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2017
  Signator Investors, Inc.
  Fort Collins, CO
• 11/2017 → 03/2024
  Triad Advisors, Inc.
  Norcross, GA
• 01/2024 → Present
  Cwm, Llc Dba Carson Partners - Crd # 155344
  Fort Collins, CO
• 03/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-10-04 → 2024-03-11
  Continuum Advisory, Llc
  Fort Collins, CO
  Eagle, ID
• 2016-05-13 → 2017-11-17
  Signator Investors, Inc.
  Pleasanton, CA
  Fort Collins, CO
  Gold River, CA
• 2003-12-10 → 2016-05-13
  Transamerica Financial Advisors, Llc
  St. Petersburg, FL
  San Diego, CA
  Fort Collins, CO
  Ft. Collins, CO
  Clearwater, FL
  Gold River, CA
  Windsor, CO

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INV REL : YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE O BUSINESS: FIXED INSURANCE; START DATE: 01/2000; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: CWM LLC DBA CARSON PARTNERS - CRD # 155344; INV REL : YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES; STAR DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE / WEALTH ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBE OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: PROVIDING ADVISORY SERVICES WHEN NEEDED; 3. NAME OF OTHER BUSINESS: BUSINE NETWORKING INTL. INV REL : NO; ADDRESS: FORT COLLINS, CO 80526; NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 11/2021; POSITION/TITLE/RELATIONSHIP: MEMBERSHIP COMMITTEE; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: NETWORKING GROUP OF PROFESSIONALS THAT MEETING WEEKLY TO HELP EACH OTHER WITH EVERYTHING, GROWTH MANAGEMENT, BIZ CONSULTING; 4. NAME OF OTHER BUSINESS: COLLENDALE OFFICE COMPLEX; INV REL : NO; ADDRESS: FORT COLLINS, CO 80525; NATURE OF BUSINESS: OFFICE COMPLEX; START DATE: 01/2010; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER O HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MEET 1X PER YEAR. APPROVE BUDGET AND OUTLOOK FOR OFFICE COMPLEX. 5. NAME O OTHER BUSINESS: JODY J ROTH - MULTIPLE RENTAL PROPERTIES; INV REL : NO; ADDRESS: TIMNATH, CO 80547; NATURE OF BUSINESS: RENTAL PROPERTIES; START DATE: 05/2005; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OWN AND MANAGE REAL ESTATE - FT. COLLINS, CO / THORNTON, CO / FRASER, CO / WELLINGTON, CO / HEATHRIDGE ROAD / ENGLEWOOD, CO; 6. OTHER BUSINESS: FOSTER ROTH LLC; INV REL : NO; ADDRESS: FORT COLLINS, CO 80524 NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START DATE: 01/2007; TITLE: MANAGING MEMBER; HRS PER WEEK: 1; HRS DURING TRADING HOURS: 1; DUTIES: OWN AND MANAGE COMMERCIAL REAL ESTATE; 7. OTHER BUSINESS: SANDSTONE CANYON VENTURES LLC; INV REL : NO; ADDRESS: VERNAL, UT 84078; NATURE OF BUSINESS: PERSONAL REAL ESTATE; START DATE: 01/2003; TITLE: MANAGING MEMBER; HRS PER WEEK: 1; HRS DURING TRADING HOURS: 1; DUTIES: OWN AND MANAGE REAL ESTATE; 8. OTHER BUSINESS: DAVIS VON LLC; INV REL : NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: OFFIC CONDO; START DATE: 01/2010; TITLE: OWNER; HRS PER WEEK: 1; HRS DURING TRADING HOURS: 1; DUTIES: OWNER OF COMMERCIAL REAL ESTATE. 9. OTHER BUSINESS: JJ ROTH FINANCIAL, LLC; INV REL : NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COMPANY IS USED FOR TAX PURPOSES; START DATE: 01/2000; TITLE: OWNER; HRS PER WEEK: 1; HRS DURING TRADING HOURS: 1; DUTIES: THIS COMPANY IS USED FOR TAX PURPOSES ONLY; 10. OTHER BUSINESS: WEALTH PLANNERS OF COLORADO; INV REL : YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FO FINANCIAL SERVICES; START DATE: 02/2024; TITLE: OWNER; HRS PER WEEK: 40; HRS DURING TRADING HOURS: 32; DUTIES: PROVIDING ADVISORY AND BROKERAG SERVICES AS NEEDED; 11. OTHER BUSINESS: NOTARY; INV REL : NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 01/2005; TITLE: NOTARY; HRS PER WEEK: LESS THAN 1; HRS DURING TRADING HOURS: LESS THAN 1; DUTIES: NOTARY SERVICES TO CLEINTS WHEN NEEDED; 12) NAME: MIAH VON LLC; INV REL: NO; SAME AS REGISTERED LOCATION; NATURE REAL ESTATE;START: 04/2025;POSITION: MANAGING MEMBER; APX # OF HRS PER WK: 1;APX # OF HRS DUR TRAD HRS: 1; DUTIES: MANAGE REAL ESTATE; 13) RENTAL PROP CO.

Exams

• S66 Uniform Combined State Law Examination
  2003-12-09
• S63 Uniform Securities Agent State Law Examination
  1999-09-28

Designations

• Certified Financial Planner