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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-16 |
Branch Locations
80 Linden Oaks Suite 220, Rochester, NY 14625-2809 • United States
Rochester, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | Rochester | NY | 12/2012 | Present |
(1) NAME OF ENTITY: Mary Kay Inc. ADDRESS: 16251 Dallas Pkwy, Addison, TX 75001 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jun 11, 2025 CAPACITY: Other DUTIES: Independent Beauty Consultant HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) ISAGENIX INTERNATIONAL; ADDRESS: 155 E. RIVULON BLVD., GILBERT, AZ 85297; BUSINESS DESCRIPTION: NUTRITIONAL PRODUCTS; NOT INVESTMENT RELATED; START DATE: 06/18/2018; CAPACITY: INDEPENDENT CONTRACTOR/CONSULTANT; DUTIES: INDEPENDENT SALES; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-10 |
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