Thomas John Saunders

Current Employers

Winthrop Partners - Wny, Llc

21 Princeton Place Suite 230, Orchard, NY 14127 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-07-15
PA	RA	APPROVED	2021-07-30

FL RA
APPROVED

Since 2022-07-15
PA RA
APPROVED

Since 2021-07-30

Branch Locations

21 Princeton Place Suite 230, Orchard, NY 14127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Charlotte	NC	04/2010	Present
Locust Capital Management	Philadelphia	PA	10/2014	Present

04/2010 → Present

Lpl Financial

Charlotte, NC
10/2014 → Present

Locust Capital Management

Philadelphia, PA

Previous Registrations

2016-02-06 → 2020-12-31

Winthrop Partners - Wny, Llc

Orchard, NY
2016-01-13 → 2016-12-31

Winthrop Partners - Wpa , Llc

Orchard, NY
2014-11-04 → 2016-10-03

Locust Capital Management Llc

Philadelphia, PA

Other Businesses

BEEK STREET PARTNERS, LLC - DOYLESTOWN, PA. 18901 - START DATE- 06/01/2007 - RENT FROM A REAL ESTATE PATERNISHIP 1 PROPERTY - 5HRS PER MONTH. WE OWN A 8 CAR GARAGE - MY ACTIVITIES INCLUDING: COLLECTING RENT, MAKING DEPOSITS & MINOR REPAIRS. 2. 04/23/10 - REAL ESTATE RENTAL/BEEK STREET PARTNERS, LLC/DOYLESTOWN, PA 18901 - WE OWN AN 8 CAR CARAGE. 5% OF TIME.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-11-04
S63	Uniform Securities Agent State Law Examination	1997-01-31

S65 Uniform Investment Adviser Law Examination

2014-11-04
S63 Uniform Securities Agent State Law Examination

1997-01-31

Other Names

Saunders

View on SEC IAPD