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Current Employers
Veda Financial Investment Advisory

120 Newport Center Dr Ste 286, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-30
  • CA RA
    APPROVED
    Since 2023-06-30

Branch Locations

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Glendale CA 11/2019 Present
New York Life Insurance Co Glendale CA 09/2019 Present
Ksv Media Los Angeles CA 03/2009 08/2019
Eagle Strategies Llc Glendale CA 06/2020 Present
  • 11/2019 → Present
    Nylife Securities Llc
    Glendale, CA
  • 09/2019 → Present
    New York Life Insurance Co
    Glendale, CA
  • 03/2009 → 08/2019
    Ksv Media
    Los Angeles, CA
  • 06/2020 → Present
    Glendale, CA
Previous Registrations
  • 2020-06-18 → 2021-08-25
    Glendale, CA
  • 2011-03-02 → 2012-01-17
    Bluepointe Capital Management, Llc
    Menlo Park, CA
  • 2008-02-08 → 2009-03-18
    Banc Of America Investment Services, Inc.
    Pasadena, CA
  • 2005-02-23 → 2006-02-24
    Ubs International Inc.
    Los Angeles, CA
  • 2004-02-26 → 2005-02-24
    Bethesda, MD
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 2160 Century Park East # 501, Los Angeles, CA 90067; start 01/2019; commissions; 10 hours per month, 10 during securities trading hours; insurance related] [TruChoice Financial; appointed with outside carriers for the purpose of brokering non-registered insurance products ; INVESTMENT RELATED; INSURANCE BROKER; START DATE 01/2019; 2160 Century Park East #501, Los Angeles, CA 90067;10 hr/month and during sec hours]. [Georgetown University Alumni Association - Los Angeles Chapter; Vice-President-volunteer on my alma mater - Georgetown University's Los Angeles Chapter.; Georgetown University - 3700 O St NW, Washington, DC 20057; Start Date 07/2019; Role/Title: Board Member; Not Investment Related; 4 hours per month; 2 hours per month during securities trading hours; I volunteer my time towards my alma mater's alumni association]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-06
S63 Uniform Securities Agent State Law Examination 2019-12-07
S66 Uniform Combined State Law Examination 2004-02-25
  • S65 Uniform Investment Adviser Law Examination
    2020-06-06
  • S63 Uniform Securities Agent State Law Examination
    2019-12-07
  • S66 Uniform Combined State Law Examination
    2004-02-25

View on SEC IAPD

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