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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-11-02 |
Branch Locations
620 S Tryon St Central Business Review Unit, Charlotte, NC 28255 • United States
1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Charlotte | NC | 10/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 04/2017 |
| Ubs Financial Services Inc | Charlotte | NC | 04/2017 | 10/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-20 |
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