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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-09-03 |
| CA | RA | APPROVED | 2013-01-08 |
Branch Locations
300 James Way Suite 230, Pismo Beach, CA 93449 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Pismo Beach | CA | 01/2013 | Present |
1. 01/07/2013: Brittingham Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 01/07/2013: Brittingham Financial Advisors - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 100% - Personal business entity for tax reporting only. 3. 8/5/2013: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 10% - General insurance solutions. 4. 12/06/2024 - Virgin Unite/Premiere Live/other travel related - Other - Non Profit Fundraising - Investment Related - Baha Mar, Nassau / Virgin Island / potentially other locations around the globe - Start Date 11/27/2017 - 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-05 |
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