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Current Employers
Focus Financial

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2016-05-27
  • WI RA
    APPROVED
    Since 2016-05-27

Branch Locations

3530 Stewart Avenue, Wausau, WI 54401 • United States

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Weston WI 05/2016 Present
Focus Financial Weston WI 05/2016 Present
  • 05/2016 → Present
    Osaic Wealth, Inc.
    Weston, WI
  • 05/2016 → Present
    Weston, WI
Previous Registrations
  • 2014-03-06 → 2016-05-20
    Sii Investments, Inc.
    Wausau, WI
  • 2012-07-09 → 2014-03-07
    Osaic Services, Inc.
    Wausau, WI
Other Businesses

1) FIXED INSURANCE - REPRESENTATIVE OFFERING FIXED INSURANCE PRODUCTS. 2) FOCUS FINANCIAL POSITION: Financial Advisor NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/23/2016 ADDRESS: 3530 Stewart Avenue, Wausau WI 54401, United States DESCRIPTION: Work with clients to plan for their financial future using financial products and securities 3) FOCUS FINANCIAL POSITION: agent NATURE: Insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/23/2016 ADDRESS: 3530 Stewart Avenue, Wausau WI 54401, United States DESCRIPTION: Matching clients with the proper insurance needs for their situation. 4) CHRIS GROSSKREUTZ POSITION: Insurance Sales NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/20/2012 ADDRESS: 3530 Stewart Avenue, Wausau WI 54401, United States DESCRIPTION: I am receiving trail payments on insurance products that I wrote prior to being with Focus Financial. 5) FFREG POSITION: owner NATURE: This is an LLC for an office building that our group of advisors bought. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2021 ADDRESS: 3530 Stewert Avenue, Wausau WI 54401, United States DESCRIPTION: Helping maintain the building and talking to the other tenants in the complex on group fees. 6) FFG, LLC. POSITION: member NATURE: It is an LLC to pay our rent and buy office supplies for our group. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2016 ADDRESS: 3530 Stewart Avenue, Wausau WI 54401, United States DESCRIPTION: I pay into the fund monthly.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-25
  • S66 Uniform Combined State Law Examination
    2012-06-25

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