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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2016-05-27 |
Branch Locations
3530 Stewart Avenue, Wausau, WI 54401 • United States
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Weston | WI | 05/2016 | Present |
| Focus Financial | Weston | WI | 05/2016 | Present |
1) FIXED INSURANCE - REPRESENTATIVE OFFERING FIXED INSURANCE PRODUCTS. 2) FOCUS FINANCIAL POSITION: Financial Advisor NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/23/2016 ADDRESS: 3530 Stewart Avenue, Wausau WI 54401, United States DESCRIPTION: Work with clients to plan for their financial future using financial products and securities 3) FOCUS FINANCIAL POSITION: agent NATURE: Insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/23/2016 ADDRESS: 3530 Stewart Avenue, Wausau WI 54401, United States DESCRIPTION: Matching clients with the proper insurance needs for their situation. 4) CHRIS GROSSKREUTZ POSITION: Insurance Sales NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/20/2012 ADDRESS: 3530 Stewart Avenue, Wausau WI 54401, United States DESCRIPTION: I am receiving trail payments on insurance products that I wrote prior to being with Focus Financial. 5) FFREG POSITION: owner NATURE: This is an LLC for an office building that our group of advisors bought. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2021 ADDRESS: 3530 Stewert Avenue, Wausau WI 54401, United States DESCRIPTION: Helping maintain the building and talking to the other tenants in the complex on group fees. 6) FFG, LLC. POSITION: member NATURE: It is an LLC to pay our rent and buy office supplies for our group. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2016 ADDRESS: 3530 Stewart Avenue, Wausau WI 54401, United States DESCRIPTION: I pay into the fund monthly.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-25 |
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