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M Craig Polinchock

Wells Fargo Clearing Services, LLC

Richmond, VA

Moseley, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-08-28
TX RA APPROVED_RES 2010-01-05
CT RA APPROVED 2003-07-01
  • VA RA
    APPROVED
    Since 2017-08-28
  • TX RA
    APPROVED_RES
    Since 2010-01-05
  • CT RA
    APPROVED
    Since 2003-07-01

Branch Locations

1021 E Cary St 22Nd Fl James Center Ii, Richmond, VA 23219 • United States

Moseley, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Danbury CT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Danbury CT 11/2016 Present
Previous Registrations
  • 2002-11-19 → 2003-07-01
    Prudential Equity Group, Llc
    Danbury, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-21
S63 Uniform Securities Agent State Law Examination 1997-04-04
  • S65 Uniform Investment Adviser Law Examination
    1997-04-21
  • S63 Uniform Securities Agent State Law Examination
    1997-04-04
Other Names
  • Michael C Polinchock
  • Michael Craig Polinchock
  • Craig Polinchock

View on SEC IAPD

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Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Richmond, VA

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