Reza Nmn Zamani

Employer firm

Steelpeak Wealth, LLC CRD 165168

$4.15B regulatory AUM 5 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Steelpeak Wealth, Llc

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-12-10
CA	RA	APPROVED	2012-10-12

TX RA
APPROVED_RES

Since 2012-12-10
CA RA
APPROVED

Since 2012-10-12

Branch Locations

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Steel Peak Wealth Management	Woodland Hills	CA	10/2012	Present
Purshe Kaplan Sterling Investments	Albany	NY	10/2012	11/2018

10/2012 → Present

Steel Peak Wealth Management

Woodland Hills, CA
10/2012 → 11/2018

Purshe Kaplan Sterling Investments

Albany, NY

Previous Registrations

2009-06-01 → 2012-10-25

Morgan Stanley

Woodland Hills, CA
2008-02-19 → 2009-06-01

Citigroup Global Markets Inc.

Woodland Hills, CA
2000-09-20 → 2008-02-27

Ubs Financial Services Inc.

Encino, CA

Los Angeles, CA

Other Businesses

1) ZAMANI CAPITAL, LLC; NOT INVESTMENT RELATED; 24002 LONG VALLEY RD. HIDDEN HILLS, CA 91302; JANUARY 2, 2019; MANAGING MEMBER; TO HOLD REAL ESTATE PROPERTY; HOURS DEVOTED EACH MONTH DURING SECURITY TRADING HOURS:0; HOURS DEVOTED EACH MONTH OUTSIDE OF SECURITY TRADING HOURS:1. 2) STEEL PEAK ESTATE & INSURANCE, 21650 OXNARD ST, SUITE 2300, WOODLAND HILLS, CA 91367. NOT INVESTMENT RELATED, FIXED INSURANCE AGENT, START DATE: 1/2014. 2HRS/MONTH, 1 HR/MONTH DURING TRADING. 3) ZAMANI ENTERPRISES, LLC (INCLUDES SUBSIDIARY ELKWOOD REAL ESTATE, LLC) 21650 OXNARD STREET #2300, WOODLAND HILLS, CA; REAL ESTATE RENTAL; DUTIES WITH ZAMANI: MANAGING MEMBER; 1 HOUR A MONTH; 0 HOURS A MONTH DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-11-18

S66 Uniform Combined State Law Examination

1999-11-18

Other Names

Reza Zamani

View on SEC IAPD