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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-08-06 |
| TX | RA | APPROVED_RES | 2013-10-16 |
| NJ | RA | APPROVED | 2010-01-06 |
Branch Locations
1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States
400 S Rampart Blvd Mlwm Executive Osj, Las Vegas, NV 89145 • United States
Pipersville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Somerset | NJ | 01/1996 | Present |
I*126487 For profit or not for profit: Non-Profit Organization Name of outside business organization: LIMRA LOMA Secure Retirement Institute Investment related: N Address of business: Atlanta, Georgia 30339 Nature of business: Corporation, Position, title, association: Director, Start date of relationship: 10/1/2019 Number of hours devoted: 4 hour(s) Quarterly Number of hours devoted during trading hours: 4 Duties: Joining the board of directors
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-21 |
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