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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-06
TX RA APPROVED_RES 2013-10-16
NJ RA APPROVED 2010-01-06
  • PA RA
    APPROVED
    Since 2024-08-06
  • TX RA
    APPROVED_RES
    Since 2013-10-16
  • NJ RA
    APPROVED
    Since 2010-01-06

Branch Locations

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

400 S Rampart Blvd Mlwm Executive Osj, Las Vegas, NV 89145 • United States

Pipersville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Somerset NJ 01/1996 Present
Other Businesses

I*126487 For profit or not for profit: Non-Profit Organization Name of outside business organization: LIMRA LOMA Secure Retirement Institute Investment related: N Address of business: Atlanta, Georgia 30339 Nature of business: Corporation, Position, title, association: Director, Start date of relationship: 10/1/2019 Number of hours devoted: 4 hour(s) Quarterly Number of hours devoted during trading hours: 4 Duties: Joining the board of directors

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-23
S63 Uniform Securities Agent State Law Examination 1997-05-21
  • S66 Uniform Combined State Law Examination
    2009-12-23
  • S63 Uniform Securities Agent State Law Examination
    1997-05-21
Other Names
  • John J (Jr) Quinn

View on SEC IAPD

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