William Bradley Smith

Current Employers

Employment History

• 09/2015 → 06/2024
  Securities America Inc
  Greensboro, NC
• 09/2015 → 06/2024
  Securities America Advisors
  Greensboro, NC
• 06/2024 → 08/2025
  Osaic Wealth, Inc.
  Greensboro, NC
• 06/2024 → 08/2025
  Osaic Wealth, Inc.
  Greensboro, NC
• 08/2025 → Present
  Blueprint Financial Advisors Llc
  Greensboro, NC
• 08/2025 → Present
  Maplewood Investments Inc
  Greensboro, NC

Previous Registrations

• 2024-06-14 → 2025-08-06
  Osaic Wealth, Inc.
  Greensboro, NC
• 2015-09-01 → 2024-06-14
  Securities America Advisors, Inc.
  Greensboro, NC
  Greensboro, NC
• 2005-01-27 → 2015-09-11
  Woodbury Financial Services, Inc.
  Greensboro, NC
  Greensboro, NC

Other Businesses

***THE FELLOWSHIP POSITION: Chairman NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 08/02/1999 ADDRESS: 6636 Hunt Road, Pleasant Garden NC 27313 DESCRIPTION: I am the chairman of the board and have the responsibility of meeting with the pastor and one other member once per week. The purpose of these meetings is to provide general direction of the activities of the church. In addition, I help make financial decisions on behalf of the church. I am also responsible to help set up the equipment and be asked to prepare sermons to fill in for the pastor. ***M.O.V.E. MEN OF VISION AND EXCELLENCE POSITION: Board Member NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/01/2007 ADDRESS: PO Box 4511, GREENSBORO NC 27404 DESCRIPTION: Board member providing general direction of the ministry as well as speaking occasionally. ***MIDTOWN FINANCIAL ADVISORS POSITION: Managing Partner NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 09/01/2015 ADDRESS: 1301-C W Wendover Avenue, Greensboro NC 27408 DESCRIPTION: We affiliated with SAA and SAI and offer investment services and products to our clients through the offerings available to us. ***FIXED INSURANCE POSITION: Producer NATURE: Fixed Insurance to include fixed annuities, equity index annuities, universal and equity index life, whole life and term life insurance. This would also include disability insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2015 ADDRESS: 1301-C W Wendover Avenue, Greensboro NC 27408 DESCRIPTION: Occasionally, an SAI or SAA client will request a fixed insurance product and we have the resources to provide options to them. ***NC HEAT ASSOCIATION BASKETBALL POSITION: Treasurer NATURE: Treasurer for NC Heat Basketball Program: NC Heat is a non-profit home school basketball program where my 2 kids play. I collect the dues, deposit the money from concessions, dues and donations to the local bank. I can write checks as well as utilize a NC Heat Debit Card. INVESTMENT RELATED: No NUMBER OF HOURS: 13 SECURITIES TRADING HOURS: 7 START DATE: 11/01/2022 ADDRESS: 4821 Fox Chase Road, Greensboro NC 27410 DESCRIPTION: I am the treasurer and am responsible for collecting deposits of all types and keeping the receipts for everything spent and deposited. I do not fundraise and answer to the athletic director and board with financial updates. ***FOUNDATION STRATEGIES, LLC POSITION: Owner NATURE: This is a corporation where I am the sole owner and only owner. It was created only for tax purposes. 100% of all my commission and fees deposited into my personal commission and fee account, are deposited into my business checking account each week. I pay myself, all business expenses and employees from this account. This is not a DBA and is not used in any form for business purposes. I do not have a website for this corp or any emails or letterhead. It is solely for receiving commissions and fees and paying business expenses. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2003 ADDRESS: 4821 Fox Chase Road, Greensboro NC 27410, United States DESCRIPTION: 100% for business and payroll expenses. It is not a DBA.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-30
• S63 Uniform Securities Agent State Law Examination
  1997-02-19

Other Names

• Brad Smith