Marc Allen Agel

Current Employers

Employment History

• 10/2021 → Present
  Albanyadvisor Group Llc
  Albany, NY
• 01/2007 → 12/2022
  Pks Advisory Services, Llc
  Albany, NY
• 11/2006 → Present
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY

Previous Registrations

• 2007-01-26 → 2022-12-31
  Pks Advisory Services, Llc
  Albany, NY

Other Businesses

1) AlbanyAdvisor Group, LLC; registered investment advisor. Investment-related. Greater than 50% of time. Same address. 2) MEA FINANCIAL ENTERPRISES, LLC, INVESTMENT RELATED, 32 SABAL ISLAND DRIVE, BOYNTON BEACH, FL 33435, INVESTMENT DATA RESEARCH, POSITON = OWNER, HOURS/MONTH = 1, SECURITIES HOURS/MONTH = 0, JOB DUTIES = WORKING WITH A COMPUTER PROGRAMMER TO DEVELOP MODELS OF DETERMINING DEVIATION OF ALPHA IN MUTUAL FUNDS. 3) PKS FINANCIAL; INVESTMENT RELATED 80 State Street, Albany, NY 12207; FIXED INSURANCE; INSURANCE AGENT; SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS START DATE: 11/24/06 4) AAG Business Management, LLC. Not Investment Related. 36 Columbine Drive, Glenmont NY 12077. Operating Entity. Owner/General Partner. Start 6/2020. 20 hours per week during trading. Pass-thru entity for expenses/facilities. Running the LLC to provide Marc, Lori, Robert and Susan with office space and a sales assistant. 5) AAG Insurance Services, LLC. Not Investment Related. At Registered Branch Office Location. Insurance Agency. Owner. Start 9/2023. 4 hrs/mo. 4 hrs during trading. Collection and Reconciliation of Insurance Commissions and Overrides. 6) Taco-brero LLC. Not Investment Related. 36 Columbine Drive Glenmont, NY 12077. Management Services. Owner. Start Date: 03/15/25. 0 hrs/ month; none during trading hours. Running the entity. arranging for design, production, marketing, and delivery. Most of this outsourced to outside vendor.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-12-04
• S63 Uniform Securities Agent State Law Examination
  1998-08-19

Designations

Other Names

• Mark Allen Agel