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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-11-29 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 11/2016 | 05/2022 |
| Wells Fargo Bank | Charlotte | NC | 11/2016 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 05/2022 | 09/2023 |
| Bank Of America, Na | Charlotte | NC | 05/2022 | 09/2023 |
| Wells Fargo Clearing Services | Charlotte | NC | 10/2023 | Present |
| Wells Fargo Bank | Charlotte | NC | 10/2023 | Present |
| Wells Fargo Bank | Charlotte | NC | 10/2005 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-21 |
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