Jeffrey Stephen Barnum

Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1997 → Present
  First Trust Portfolios L.P.
  Lisle, IL

Other Businesses

OTHER BUSINESS NAME: BIG CAT COLLECTIONS, LLC. LOCATION: 28095 GRAY BARN LANE, LAKE BARRINGTON, IL 60010. NATURE OF BUSINESS: BUYING AND SELLING SPORTS MEMORABILIA AND OTHER COLLECTABLES. POSITION OR TITLE: OWNER. RESPONSIBILITIES: BUY AND SELL SPORTS MEMORABILIA THROUGH EBAY. START DATE: JAN 09, 2023. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.

Exams

• S66 Uniform Combined State Law Examination
  2012-08-09
• S63 Uniform Securities Agent State Law Examination
  1997-03-21