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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-03-05 |
Branch Locations
2000 Heritage Way, Waverly, IA 50677 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Mutual Group | Waverly | IA | 10/2010 | 01/2026 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 10/2010 | 01/2026 |
| Trustage | Waverly | IA | 01/2026 | Present |
| Lpl Financial Llc | Waverly | IA | 01/2026 | Present |
1. 01/30/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name TruStage Wealth Management Consulting Services - Investment related - At Reported Business Location (s) - Start Date: 1/2026 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-08 |
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