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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-11-22 |
Branch Locations
Downers Grove, IL • United States
1411 Opus Place, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Chicago | IL | 04/2010 | 06/2018 |
| Citigroup | Chicago | IL | 08/2018 | 06/2021 |
| X-Change Financial Access, Llc | Chicago | IL | 09/2021 | 07/2022 |
| Thrivent Investment Management Inc. | Downers Grove | IL | 10/2022 | Present |
| Thrivent Financial | Appleton | WI | 10/2022 | 05/2023 |
| Thrivent Financial | Appleton | WI | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-11 |
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