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Heather Michelle Forte

LPl Financial LLC

Lakewood Ranch, FL

CRD 2852796

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-07
  • FL RA
    APPROVED
    Since 2024-03-07

Branch Locations

9015 Town Center Pkwy Unit 110, Lakewood Ranch, FL 34202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sarasota FL 08/2001 02/2024
Lpl Financial Llc Sarasota FL 02/2024 Present
  • 08/2001 → 02/2024
    Ameriprise Financial Services, Inc.
    Sarasota, FL
  • 02/2024 → Present
    Lpl Financial Llc
    Sarasota, FL
Previous Registrations
Other Businesses

1) 02/20/2024 - No Business Name - Inv Related - At Reported Business Location(s) - Public Notary - Start date 02/12/2024 - 0 Hrs/Mo.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-02
  • S66 Uniform Combined State Law Examination
    2011-06-02
Other Names
  • Heather Michelle Forte
  • Heather Michelle O'DEa
  • Heather Michelle O Dea

View on SEC IAPD

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