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John Nicholas Mayo

LPl Financial LLC

Hewlett, NY

CRD 2852739

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-17
  • NY RA
    APPROVED
    Since 2025-03-17

Branch Locations

Hewlett, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Westbury NJ 04/1997 11/2018
Osaic Wealth, Inc. Melville NY 11/2018 03/2025
Lpl Financial Llc Hewlett NY 03/2025 Present
Previous Registrations
Other Businesses

1 - 12/19/2024 - Insurance - Non-Variable Insurance - Inv Related - 2 Hour/Month - NY 11557 - OBA Start Date: 07/30/1997.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-02-28
  • S63 Uniform Securities Agent State Law Examination
    1997-02-28
Other Names
  • John Nicholas Mayo

View on SEC IAPD

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