Eric John Bergstrom

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → 08/2019
  Morgan Stanley & Co., Inc.
  Middleton, MA
• 08/2019 → Present
  Raymond James Financial Services, Inc.
  Stoneham, MA
• 08/2019 → Present
  Stoneham Bank
  Stoneham, MA
• 08/2019 → Present
  Raymond James Financial Services Advisors, Inc.
  Stoneham, MA

Previous Registrations

• 2009-06-01 → 2019-08-16
  Morgan Stanley
  Middleton, MA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Middleton, MA
  Manchester By The Sea, MA
• 2007-03-01 → 2007-04-02
  Morgan Stanley Dw Inc.
  Manchesterby, MA
  Manchester By The Sea, MA

Other Businesses

(1)Name of Business: Reading MA Republican Town Party Address: 557 Main Street , Reading, MA, 01867, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 10/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Currently Chair of RRTC (appointed 4/4/2024) (2)Name of Business: Stoneham Financial Services Address: 80 Montvale Avenue, Stoneham, MA, 02180, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 10/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Registered Representative - And we use this name for marketing purposes (3)Name of Business: unpaid volunteer for Town of Reading, MA Address: 62 Oakland Road, Reading, MA, 01867, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 10/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-16
• S63 Uniform Securities Agent State Law Examination
  1998-02-13

Other Names

• Eric John Bergstrom
• Eric J Bergstrom