Dominic Daniel Maloni

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-06-24

TX RA
APPROVED_RES

Since 2020-06-24

Branch Locations

330 Whitney Avenue Suite 600, Holyoke, MA 01040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	Holyoke	MA	10/2005	Present
Mml Investors Services, Llc	Holyoke	MA	10/2005	Present

10/2005 → Present

Massmutual Life Insurance Company

Holyoke, MA
10/2005 → Present

Mml Investors Services, Llc

Holyoke, MA

Other Businesses

(1) NAME: DOMINC MALONI INV REL: Y ADD: 330 WHITNEY AVE, SUITE 600 HOLYOKE MA 01040 NATURE: OUTSIDE INSURANCE BROKERAGE POSITION: AGENT START DATE: 01/01/2006 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: LIFE AND HEALTH. (2) NAME: LEGACY REAL ESTATE INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: REALTOR/REAL ESTATE POSITION: BROKER/OWNER START: 03/05/2021 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 0 DUTIES: REAL ESTATE BROKER, SALES. (3) NAME: RICE FRUIT FARM INV REL: Y ADDR: 757 MAIN ST, WILBRAHAM, MA 01095 NATURE: RESTAURANT/BAR WORK POSITION: 50% OWNER START: 06/01/2022 NO HRS/MO: 20 NO HRS/MO DUR TRADING: 0 DUTIES: ASSIST WITH PAYROLL AND CLERICAL ITEMS, HELPING WITH SERVING CUSTOMERS ON SELECT DAYS OF THE MONTH. (4) NAME: A.L.D.D. REAL ESTATE LLC INV REL: Y ADDR: 751 MAIN ST, WILBRAHAM, MA 01095 NATURE: REALTOR/REAL ESTATE POSITION: MANAGER START: 02/01/2023 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: PAPERWORK, RESEARCH (5) NAME: THE APPLE PLACE INV REL: Y ADDR: 540 SOMERS RD, EAST LONGMEADOW, MA 01028 NATURE: RESTAURANT/BAR WORK POSITION: OWNER START: 06/17/2024 NO HRS/MO: 25 NO HRS/MO DUR TRADING: 0 DUTIES: MANAGE PAYROLL, SCHEDULE EMPLOYEES (6) NAME: MALONI FAMILY FARMS LLC INV REL: Y ADDR: 751 MAIN ST, WILBRAHAM, MA 01095 NATURE: LLC FOR REAL ESTATE HOLDING COMPANY POSITION: MANAGER START: 06/17/2024 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0 DUTIES: SIGN PAPERWORK

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-07-05
S63	Uniform Securities Agent State Law Examination	1999-10-07

S66 Uniform Combined State Law Examination

2006-07-05
S63 Uniform Securities Agent State Law Examination

1999-10-07

View on SEC IAPD