Yvette Ellison Broder

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1995 → Present
  American & Intl Financial Grp Inc
  Davie, FL
• 01/2000 → Present
  Ing Reliastar Life Ins Co
  Davie, FL
• 07/2008 → 05/2024
  Lincoln Financial Securities Corporation
  Beverly Hills, CA
• 05/2024 → Present
  Lpl Financial Llc
  Beverly Hills, CA

Previous Registrations

• 2006-08-22 → 2024-05-17
  Osaic Fs, Inc.
  Davie, FL
  Long Beach, CA
  Beverly Hills, CA
  Newport Beach, CA

Other Businesses

1) 04/24/2024 - American & International Financial Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 80 Hours per month. 2) 04/24/2024 - Broder's Fruit And Honey LLC - Business Entity For Tax/Investment Purposes Only - FL 33325 - Non investment related - 0% Time spent - Start date: 12/01/2022. 3) 05/22/2025 - American & Int'l Fin'l Grp - Inv. Related - Non-Variable Insurance - At reported business location(s) - Start date:01/01/2001 - 80 Hrs/Mth/ 80 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-17
• S63 Uniform Securities Agent State Law Examination
  2000-01-18

Other Names

• Yvette Ellison