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Ashli Brook Smith

Creative Planning

Overland Park, KS

Inlet Beach, FL

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Current Employers
Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-20
GA RA APPROVED 2021-12-21
  • FL RA
    APPROVED
    Since 2023-11-20
  • GA RA
    APPROVED
    Since 2021-12-21

Branch Locations

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Inlet Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ira Group, Inc. Atlanta GA 01/2016 09/2021
Lockton Investment Advisors Atlanta GA 09/2021 04/2022
Lockton Companies, Llc Atlanta GA 09/2021 12/2021
Creative Planning, Llc Overland Park KS 12/2021 Present
  • 01/2016 → 09/2021
    Ira Group, Inc.
    Atlanta, GA
  • 09/2021 → 04/2022
    Lockton Investment Advisors
    Atlanta, GA
  • 09/2021 → 12/2021
    Lockton Companies, Llc
    Atlanta, GA
  • 12/2021 → Present
    Creative Planning, Llc
    Overland Park, KS
Previous Registrations
Other Businesses

Short term Rental Property; Miramar Beach, FL; not investment related; Owner; start date 11.20.2020; 3 hours per month/0 during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-10
S63 Uniform Securities Agent State Law Examination 1997-03-03
  • S65 Uniform Investment Adviser Law Examination
    2016-10-10
  • S63 Uniform Securities Agent State Law Examination
    1997-03-03

View on SEC IAPD

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MARINER · OVERLAND PARK, KS
MARINER INDEPENDENT · OVERLAND PARK, KS
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MARINER · OVERLAND PARK,, KS
PCG WEALTH MANAGEMENT · OVERLAND PARK, KS
MARINER ADVISOR NETWORK · OVERLAND PARK, KS
ASPEN PRIVATE CREDIT MANAGER, LLC · OVERLAND PARK, KS
AMERIPRISE FINANCIAL SERVICES, LLC · Overland Park, KS

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