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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-02-05
LA RA APPROVED 2026-02-05
TX RA APPROVED 2026-02-04
  • GA RA
    APPROVED
    Since 2026-02-05
  • LA RA
    APPROVED
    Since 2026-02-05
  • TX RA
    APPROVED
    Since 2026-02-04

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

3920 Arkwright Road Suite 335, Macon, GA 31201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterne Agee Financial Services, Inc. Macon GA 01/2005 02/2026
Stifel, Nicolaus & Company, Incorporated Macon GA 07/2015 02/2026
Stifel, Nicolaus & Company, Incorporated Macon GA 07/2015 02/2026
Steward Partners Global Advisory, Llc Macon GA 02/2026 Present
Steward Partners Investment Advisory, Llc Macon GA 02/2026 Present
Steward Partners Investment Solutions, Llc Macon GA 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-01
S63 Uniform Securities Agent State Law Examination 1997-03-20
  • S65 Uniform Investment Adviser Law Examination
    1997-04-01
  • S63 Uniform Securities Agent State Law Examination
    1997-03-20

View on SEC IAPD

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