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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-30 |
| TX | RA | APPROVED_RES | 2020-03-19 |
| VT | RA | APPROVED | 2012-04-02 |
| NH | RA | APPROVED | 2012-03-30 |
| ME | RA | APPROVED | 2012-03-29 |
| RI | RA | APPROVED | 2012-03-29 |
| CT | RA | APPROVED | 2011-11-14 |
| NJ | RA | APPROVED | 2009-10-23 |
Branch Locations
100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States
300 Broadhollow Rd, Melville, NY 11747 • United States
North Massapequa, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 10/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-10-21 |
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