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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2016-05-26
TX RA APPROVED_RES 2016-05-09
  • AZ RA
    APPROVED
    Since 2016-05-26
  • TX RA
    APPROVED_RES
    Since 2016-05-09

Branch Locations

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 05/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2016 Present
Previous Registrations
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 5/2016 AS ADVISORY REP OF A RIA. INV REL - 60 HR/WK - 60/TRADING 2.INDEPENDENT INSURANCE AGENT, 5224 S PONDEROSA DR, GILBERT, AZ, 5/2004 SELLING/SERVICING ACCIDENT, HEALTH, & LIFE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2 HR/WK - 1/TRADING. 3.BNI, 4635 E BASELINE RD, GILBERT, AZ, 10/2018 AS VICE PRESIDENT/MEMBERSHIP COMMITTEE CHAIR OF NETWORKING GROUP. NIR - 5/WK - 0/TRADING. 4. BLUE DOT WEALTH MANAGEMENT, 1820 E RAY ROAD, STE A203, CHANDLER, AZ. BUSINESS ENTITY, OWNER, 60 HR/WK- 60/TRADING HR. 5. ROBERT YOUNG / 1090 S Gilbert Rd Ste 218, Gilbert AZ 85296 / 05/2006 / INSURANCE AGENT - OWNER / 8 HR/MO / 4 HR TRADING 6. BLUE DOT WEALTH MANAGEMENT / 1090 S Gilbert Rd Ste 218, Gilbert AZ 85296 / 01/2021 / DBA - OWNER / 240 HR/MO 240 HR TRADING 7. ROB YOUNG REAL ESTATE LEASE, 1090 S Gilbert Rd Ste 218, Gilbert AZ 85296, START DATE 11/2025, Manager of Sub Leases, Real Estate, NIR, 2 HR/MO, 4 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-21
S63 Uniform Securities Agent State Law Examination 1998-01-15
  • S66 Uniform Combined State Law Examination
    2003-03-21
  • S63 Uniform Securities Agent State Law Examination
    1998-01-15
Other Names
  • Rob Young

View on SEC IAPD

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