Martin Chipps

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2024-10-01

IA RA
APPROVED

Since 2024-10-01

Branch Locations

711 High Street, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance	Des Moines	IA	04/1993	08/2024
Principal Securities	Des Moines	IA	05/2003	Present
Principal Funds Distributor, Inc.	Des Moines	IA	09/2024	Present
Principal Asset Management	Des Moines	IA	10/2024	Present

04/1993 → 08/2024

Principal Life Insurance

Des Moines, IA
05/2003 → Present

Principal Securities

Des Moines, IA
09/2024 → Present

Principal Funds Distributor, Inc.

Des Moines, IA
10/2024 → Present

Principal Asset Management

Des Moines, IA

Other Businesses

1) Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates. 2) IOWA HIGH SCHOOL ATHLETIC ASSOCIATION- Official. High School Wrestling Official for Boys/Girls. Not investment related. $50-90 per event. 1605 S Story Street Boone, IA 50036. 2-4 hrs. per week, 0 hrs. during trading. Effective 08/01/2024.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-03-08
S63	Uniform Securities Agent State Law Examination	1997-05-15

S66 Uniform Combined State Law Examination

2005-03-08
S63 Uniform Securities Agent State Law Examination

1997-05-15

Other Names

Martin Smith Chipps
Marty Chipps

View on SEC IAPD