Best Investors
Account
Sign in
Best Investors
Account
Sign in
Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-01-24 |
| TX | RA | APPROVED | 2025-01-24 |
Branch Locations
180 Park Ave Suite 203, Florham Park, NJ 07932 • United States
One Tower Bridge, 100 Front Street Suite 1325, Conshohocken, PA 19428 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-01-24 |
| TX | RA | APPROVED | 2025-01-24 |
Branch Locations
One Tower Bridge, 100 Front Street Suite 1325, Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ironview Capital Management Llc | Blue Bell | PA | 04/2016 | 03/2020 |
| Morgan Stanley Smith Barney Llc | Blue Bell | PA | 03/2020 | 01/2025 |
| Rockefeller Financial Llc | Conshohocken | PA | 01/2025 | Present |
| Rockefeller Capital Management | Conshohocken | PA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-09-19 |
| S65 | Uniform Investment Adviser Law Examination | 2016-08-13 |
Reach out to this advisor