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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 1998-08-19 |
Branch Locations
175 Derby Street Suite 40, Hingham, MA 02043 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 02/1998 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/1998 | Present |
| Derby Financial Group, Llc | Hingham | MA | 05/1997 | Present |
| Morgan & Morgan, Pc | Hingham | MA | 12/1980 | Present |
1)CPA FIRM, AUDIT & TAX PRAC-TREASURER & PARTNER SINCE 12/15/80-CPA PARTNER-40HR/WK. 2) DERBY FINANCIAL GROUP, LLC; DBA NAME FOR INVESTMENT PRACTICE - INV RELATED; HINGHAM, MA; FINANCIAL SERVICES; MEMBER; SINCE 05/1997; 45 HRS/MONTH; 30 HRS/MONTH DURING SECURITIES TRADING HRS: 3) MORGAN & MORGAN, PC; NON-INV. RELATED; HINGHAM, MA; CPA FIRM; PARTNER; SINCE 12/1980; 180 HRS/MONTH DURING SECURITIES TRADING HOURS: 4)NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 05/2019 ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS LONG TERM CARE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-02-27 |
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