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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-06 |
| NJ | RA | APPROVED | 2005-06-07 |
Branch Locations
1967 Highway 34 Building C, Suite 201, Wall, NJ 07719 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 01/2004 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 01/2004 | Present |
8/11/20-present, Sole Proprietor, Douglas Ballard, 501 Broadway, Suite 201, Point Pleasant Beach, NJ 08742, 2 hrs/month, $18720 annual compensation; 9/17/22-present, President, West Virginia University Foundation, PO Box 1650, Morgantown, WV 26507-1650, Provide leadership and direction to the chapter, preside over all meetings, serve as Chair of the Board of Trustees, serve as an ex-officio member of all committees, call all regular and special meetings of the Chapter and Board of Trustees, maintain regular contact with WVU Alumni Association Liaison, 5 hrs/month, $0 compensation; DCB Financial Service LLC Address: 3444 Glen Oaks Lane Wall NJ 07719, Creating the LLC to pay my employees, recommended strategy from my tax advisor CPA, 1//hr month $0 annual comp
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-11 |
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