Thomas John Mckinnon

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	1998-08-19

MA RA
APPROVED

Since 1998-08-19

Branch Locations

175 Derby Street Suite 40, Hingham, MA 02043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan & Morgan, P.C.	Hingham	MA	09/1978	07/2025
Cetera Financial Specialists Llc	Schaumburg	IL	02/1998	Present
Cetera Investment Advisers Llc	Schaumburg	IL	08/1998	Present
Derby Financial Group, Llc	Hingham	MA	05/1997	Present

09/1978 → 07/2025

Morgan & Morgan, P.C.

Hingham, MA
02/1998 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
08/1998 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
05/1997 → Present

Derby Financial Group, Llc

Hingham, MA

Other Businesses

1) TREASURER OF A SMALL HOLDING COMPANY. 2) CPA FIRM-PARTNER SINCE 4/18/78-CPA PRAC-40HR/WK. 3) DOOR & WINDOW CO-TREASURER SINCE 88-PAY BILLS ETC-2HR/WK. 4) DERBY FINANCIAL GROUP, LLC; DBA NAME FOR INVESTMENT PRACTICE - INV. RELATED; HINGHAM, MA; FINANCIAL SERVICES; MEMBER; SINCE 05/1997; 45 HRS/MONTH; 30 HRS/MONTH DURING SECURITIES TRADING HOURS: 5) TRUSTEE FOR CLIENT TRUST; INVESTMENT RELATED

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-02-27

S63 Uniform Securities Agent State Law Examination

1997-02-27

Designations

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

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