Best Investors Account Sign in
Inactive

James Golladay Baker

Tranquility Partners, LLC

Brentwood, TN

Claim This Profile
Current Employers
Tranquility Partners, Llc

5214 Maryland Way Suite 405, Brentwood, TN 37027 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-25
TN RA APPROVED 2016-05-18
  • TX RA
    APPROVED_RES
    Since 2017-04-25
  • TN RA
    APPROVED
    Since 2016-05-18

Branch Locations

5214 Maryland Way Suite 405, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tranquility Partners, Llc Franklin TN 10/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-29
S63 Uniform Securities Agent State Law Examination 2001-05-31
  • S65 Uniform Investment Adviser Law Examination
    2016-04-29
  • S63 Uniform Securities Agent State Law Examination
    2001-05-31
Other Names
  • Jim Baker

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CALDWELL ADVISORS, LLC
EDWARD JONES
SANCTUARY ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
GLOBAL HEALTH AND WELLNESS INVESTMENT NETWORK
RELEVANCE CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC

Other Investors

BARRY KIRK MCCALL
BENJAMIN THOMAS BASS
STERLING AUSTIN COLEY
STEVE TU-RAN ALVERSON
AARON ALAN ZAUNER
David M Dorsett
BENTLEY YEISER LONDON
BILLY RAY CALDWELL

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BRENTWOOD, TN
CALDWELL ADVISORS, LLC · BRENTWOOD, TN
EDWARD JONES · BRENTWOOD, TN
SANCTUARY ADVISORS, LLC · Brentwood, TN
TRUIST ADVISORY SERVICES, INC. · BRENTWOOD, TN
SANCTUARY ADVISORS, LLC · BRENTWOOD, TN
GLOBAL HEALTH AND WELLNESS INVESTMENT NETWORK · BRENTWOOD, TN
RELEVANCE CAPITAL MANAGEMENT, LLC · BRENTWOOD, TN

More in Brentwood, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor