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James Golladay Baker

Tranquility Partners, LLC

Brentwood, TN

CRD 2850941

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Employer firm

Tranquility Partners, LLC CRD 283478

$960M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Tranquility Partners, Llc

5214 Maryland Way Suite 405, Brentwood, TN 37027 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-25
TN RA APPROVED 2016-05-18
  • TX RA
    APPROVED_RES
    Since 2017-04-25
  • TN RA
    APPROVED
    Since 2016-05-18

Branch Locations

5214 Maryland Way Suite 405, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tranquility Partners, Llc Franklin TN 10/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-29
S63 Uniform Securities Agent State Law Examination 2001-05-31
  • S65 Uniform Investment Adviser Law Examination
    2016-04-29
  • S63 Uniform Securities Agent State Law Examination
    2001-05-31
Other Names
  • Jim Baker

View on SEC IAPD

Nearby Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CALDWELL ADVISORS, LLC
EDWARD JONES

Nearby Investors

BARRY KIRK MCCALL
BENJAMIN THOMAS BASS
STERLING AUSTIN COLEY

Nearby Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BRENTWOOD, TN
CALDWELL ADVISORS, LLC · BRENTWOOD, TN
EDWARD JONES · BRENTWOOD, TN

More in Brentwood, TN

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