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Current Employers
F L Putnam Investment Management Co.

6 Kimball Lane, Lynnfield, MA 01940 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-08-06
TX RA APPROVED 2025-05-02
RI RA APPROVED 2018-01-30
MA RA APPROVED 2016-08-22
  • ME RA
    APPROVED
    Since 2025-08-06
  • TX RA
    APPROVED
    Since 2025-05-02
  • RI RA
    APPROVED
    Since 2018-01-30
  • MA RA
    APPROVED
    Since 2016-08-22

Branch Locations

100 Westminster Street Suite 1004, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
F. L. Putnam Investment Management Company Providence RI 07/2016 Present
  • 07/2016 → Present
    F. L. Putnam Investment Management Company
    Providence, RI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-21
S63 Uniform Securities Agent State Law Examination 2002-09-30
  • S66 Uniform Combined State Law Examination
    2010-11-21
  • S63 Uniform Securities Agent State Law Examination
    2002-09-30
Designations

View on SEC IAPD

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