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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-02-25 |
| TX | RA | APPROVED_RES | 2026-02-16 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | North Haven | CT | 07/2009 | 06/2019 |
| Lpl Financial Llc | North Haven | CT | 06/2019 | 02/2026 |
| Raymond James Financial Services Advisors, Inc. | Ridgefield | CT | 02/2026 | Present |
| Raymond James Financial Services, Inc. | Ridgefield | CT | 02/2026 | Present |
(1)Name of Business: RPK Wealth Group Address: 880 Carillon Pkwy, St. Petersburg, FL, 33716, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/13/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Register principal of the financial advising office (2)Name of Business: Russell Karpf and Associates LLC Address: 234 mountain rd, ridgefield, CT, 06877, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/01/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Business owner previously used for my financial planning practice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-01-15 |
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