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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-29
  • IL RA
    APPROVED
    Since 2026-06-29

Branch Locations

4930 N Milwaukee Ave, Chicago, IL 60630-2106 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-12-08
  • IL RA
    APPROVED
    Since 2023-12-08

Branch Locations

Jefferson Park 4930 N Milwaukee Ave, Chicago, IL 60630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Chicago IL 10/2015 11/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 10/2015 11/2020
J.P. Morgan Securities Llc Carol Stream IL 11/2020 06/2023
J.P. Morgan Chase Bank, N.A. Carol Stream IL 11/2020 06/2023
The Prudential Insurance Company Of America Rosemont IL 07/2023 12/2023
Pruco Securities Llc Rosemont IL 07/2023 12/2023
The Huntington Investment Company Columbus OH 12/2023 Present
Amerprise Financial Services, Llc Chicago IL 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-17
S63 Uniform Securities Agent State Law Examination 1997-06-10
  • S65 Uniform Investment Adviser Law Examination
    2008-04-17
  • S63 Uniform Securities Agent State Law Examination
    1997-06-10
Other Names
  • Leo Gomez
  • Leonardo Gomez

View on SEC IAPD

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