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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-29 |
Branch Locations
4930 N Milwaukee Ave, Chicago, IL 60630-2106 • United States
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-12-08 |
Branch Locations
Jefferson Park 4930 N Milwaukee Ave, Chicago, IL 60630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Chicago | IL | 10/2015 | 11/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 10/2015 | 11/2020 |
| J.P. Morgan Securities Llc | Carol Stream | IL | 11/2020 | 06/2023 |
| J.P. Morgan Chase Bank, N.A. | Carol Stream | IL | 11/2020 | 06/2023 |
| The Prudential Insurance Company Of America | Rosemont | IL | 07/2023 | 12/2023 |
| Pruco Securities Llc | Rosemont | IL | 07/2023 | 12/2023 |
| The Huntington Investment Company | Columbus | OH | 12/2023 | Present |
| Amerprise Financial Services, Llc | Chicago | IL | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-10 |
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