Leonardo Gomez

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 11/2020
  Bank Of America, N.A.
  Chicago, IL
• 10/2015 → 11/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 11/2020 → 06/2023
  J.P. Morgan Securities Llc
  Carol Stream, IL
• 11/2020 → 06/2023
  J.P. Morgan Chase Bank, N.A.
  Carol Stream, IL
• 07/2023 → 12/2023
  The Prudential Insurance Company Of America
  Rosemont, IL
• 07/2023 → 12/2023
  Pruco Securities Llc
  Rosemont, IL
• 12/2023 → Present
  The Huntington Investment Company
  Columbus, OH
• 06/2026 → Present
  Amerprise Financial Services, Llc
  Chicago, IL

Previous Registrations

• 2023-07-11 → 2023-12-01
  Pruco Securities, Llc.
  Rosemont, IL
  Downers Grove, IL
• 2020-11-30 → 2023-07-05
  J.P. Morgan Securities Llc
  Carol Stream, IL
  Wheaton, IL
• 2015-11-10 → 2020-11-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Mount Prospect, IL
  Franklin Park, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Franklin Park, IL
  Chicago, IL
• 2008-04-18 → 2014-01-06
  Strategic Advisers Llc
  Schaumburg, IL
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-04-17
• S63 Uniform Securities Agent State Law Examination
  1997-06-10

Other Names

• Leo Gomez
• Leonardo Gomez