Robert John Buell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1997 → Present
  Aflac (American Family Life Assurance Of
  Columbus, OH
• 03/1998 → Present
  The Investment Center, Inc.
  Curwensville, PA
• 03/2009 → Present
  Ic Advisory Services, Inc.
  Curwenville, PA
• 03/2025 → Present
  Lpl Financial Llc
  Curwensville, PA
• 03/2025 → Present
  Lpl Financial Llc
  Curwensville, PA

Previous Registrations

• 2009-03-24 → 2025-03-06
  Ic Advisory Services, Inc.
  Curwenville, PA
  Bedminster, NJ

Other Businesses

SOLE PROPRIETORSHIP. INDEPENDENT AGENT WITH SECURITY BENEFIT INSURANCE COMPANY, NATIONWIDE, PRUDENTIAL & FIDELITY & GUARANTY LIFE (AS OF 5/21/2021-USING QUANTAM GROUP AS IMO) TO OFFER FIXED & EQUITY INDEXED ANNUITIES TO NEW OR EXISTING CLIENTS WHO DESIRE AN INSURED, FIXED INTEREST RATE PRODUCT AS AN ALTERNATIVE TO TRADITIONAL CERTIFICATES OF DEPOSIT. TIME DEVOTED: 1-20 % PER MONTH. INCOME IS FROM COMMISSIONS 1-20%. ESTABLISHED 02/11/2013. (NO LONGER APPOINTED WITH NORTH AMERICAN LIFE AS OF 5/21/2021)

Exams

• S66 Uniform Combined State Law Examination
  2009-03-23
• S63 Uniform Securities Agent State Law Examination
  1997-03-06