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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2016-06-17 |
| TX | RA | APPROVED_RES | 2016-06-01 |
Branch Locations
7400 W 130Th St Stes 200 & 400, Overland Park, KS 66213 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc. | Overland Park | KS | 05/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Overland Park | KS | 11/2016 | Present |
RS LOCKLING, INC; INV RELATED; KANSAS CITY, KS; 100% OWNER & PRESIDENT, REAL ESTATE IMPROVEMENT COMPANY; START: 1/2016; 4 HRS/MO; 0 DURING TRADING.; TRUSTEE FOR MOTHER'S TRUST, INV RELATED, KANSAS CITY, KS, START: 8/30/2021, 5 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-15 |
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