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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 1997-05-13 |
Branch Locations
W2903 Main Street, Juda, WI 53550-0065 • United States
12 North Shore Dr Bank Of New Glarus (Bng), Belleville, WI 53508 • United States
2006 1St Center Ave Sugar River Bank, Brodhead, WI 53520 • United States
701 8Th Street, Monroe, WI 53566 • United States
1101 Highway 69, New Glarus, WI 53574 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of New Glarus | Brodhead | WI | 12/1994 | Present |
| Lpl Financial Llc | New Glarus | WI | 01/1997 | Present |
(1) 02/25/2014: BRODHEAD YOUTH BASKETBALL ASSOC - NOT INV REL - COMMUNITY, CIVIC AND CHARITABLE BOARD - 1% OF TIME SPENT - TREASURER (2) 07/06/2015: BNG INVESTMENT SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 07/06/2015 - 40 HR/MO ALL DURING SECS TRDG HRS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-05-08 |
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