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Carla Denton Batten

Wells Fargo Clearing Services, LLC

Greenville, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-26
  • TX RA
    APPROVED_RES
    Since 2020-10-26

Branch Locations

695 E Arlington Blvd Stes 101 & 200, Greenville, NC 27858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rocky Mount NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Rocky Mount NC 11/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-26
  • S63 Uniform Securities Agent State Law Examination
    1997-09-26
Other Names
  • Carla D Batten

View on SEC IAPD

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