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Katherine Leslie Gross

Raymond James & Associates, Inc.

St. Petersburg, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-12
FL RA APPROVED 2020-05-29
  • TX RA
    APPROVED
    Since 2022-05-12
  • FL RA
    APPROVED
    Since 2020-05-29

Branch Locations

200 Central Avenue Suite 270, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated St. Petersburg FL 05/2000 05/2020
Bank Of America, N.A. St Petersburg FL 12/2009 05/2020
Raymond James & Associates Inc St. Petersburg FL 05/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-18
S66 Uniform Combined State Law Examination 2000-07-28
  • S65 Uniform Investment Adviser Law Examination
    2005-05-18
  • S66 Uniform Combined State Law Examination
    2000-07-28
Other Names
  • Katherine Sherman
  • Katherine Leslie Sherman.
  • Katherine Leslie Sherman
  • Katherine Sherman Hart
  • Katherine Leslie Sherman
  • Leslie Gross
  • Katherine Leslie Gross
  • Katherine Gross

View on SEC IAPD

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