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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-05-05
AR RA APPROVED 1997-04-01
  • TX RA
    APPROVED_RES
    Since 2016-05-05
  • AR RA
    APPROVED
    Since 1997-04-01

Branch Locations

22 Rahling Circle, Little Rock, AR 72223 • United States

Little Rock, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Little Rock AR 09/2005 03/2020
Ameriprise Financial Services, Llc Little Rock AR 03/2020 Present
Other Businesses

Independent Insurance Brokering; AR Blue Cross and Blue Shield; 03/02/2023; / United Healthcare; 09/03/2015; Group. Business Ownership; Roberts Trash Service; Co-owner; Trash business; 1 Otter Creek Cir, Suite B, Mabelvale, AR, 72103; Not Investment-Related; 11/01/2023; 1 to 9 hours per month; 0 during trading hours / TightLines, LLC; none - just ownership; We own this as a fishing property. There is no income. We set the LLC up for liability reasons.; 57 Tallyho Ln.Little Rock, AR 72227, ,; Not Investment-Related; 08/15/2011; 0 hours per month; 0 during trading hours / Rahling Realty LLC; Co-owner; LLC to hold commercial property; 22 Rahling Circle Little Rock, AR 72223, ,; Not Investment-Related; 01/01/2000; 1 to 9 hours per month; 1 to 9 during trading hours / PR Sanitation; Co-owner; trash company; Box 241, , Bauxite, AR, 72011; Not Investment-Related; 01/30/2026; 1 to 9 hours per month; 0 during trading hours / Double Drake Duck Club, LLC; member; duck club with no income; vacant land, ,; Not Investment-Related; 03/31/2017; 0 hours per month; 0 during trading hours / Powell Sanitation; Co-owner; Trash business; 1 Otter Creek Cir, Suite B, Mabelvale, AR, 72103; Not Investment-Related; 07/01/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Top 25; Vice President; NA, , NA, AR, 72227; Not Investment-Related; 11/15/2021; 1 to 9 hours per month; 0 during trading hours / Camp Aldersgate Board of Directors; Board Member; 2000 Aldersgate Rd, , Little Rock, AR, 72205; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; United Methodist Church; I've been asked to serve on the Finance Committee for my church. I will be tasked with helping on the annual budget.; 4823 Woodlawn Dr., , Little Rock, AR, 72205; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-26
S63 Uniform Securities Agent State Law Examination 1997-03-13
  • S65 Uniform Investment Adviser Law Examination
    1997-03-26
  • S63 Uniform Securities Agent State Law Examination
    1997-03-13

View on SEC IAPD

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