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Kimberly Murray Aquino

Bailard, Inc.

Foster City, CA

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Current Employers
Bailard, Inc.

950 Tower Ln Ste 1900, Foster City, CA 94404-2131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2001-07-25
  • CA RA
    APPROVED
    Since 2001-07-25

Branch Locations

950 Tower Lane, Suite 1900, Foster City, CA 94404-2131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bailard Fund Services, Inc. Foster City CA 01/1996 06/2018
Bailard, Inc. Foster City CA 01/1996 04/2021
Bailard, Inc Foster City CA 04/2021 Present
  • 01/1996 → 06/2018
    Bailard Fund Services, Inc.
    Foster City, CA
  • 01/1996 → 04/2021
    Bailard, Inc.
    Foster City, CA
  • 04/2021 → Present
    Bailard, Inc
    Foster City, CA
Other Businesses

SECRETARY OF BB&K HOLDINGS INC BOARD.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-02-10
  • S63 Uniform Securities Agent State Law Examination
    1997-02-10
Designations
Other Names
  • Kimberly Mary Murray
  • Kimberly Mary Murray

View on SEC IAPD

Other Firms

CITIGROUP GLOBAL MARKETS INC.
U.S. BANCORP ADVISORS, LLC
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SUMMITRY, LLC
WELLS FARGO CLEARING SERVICES, LLC
CELESTA
SEMPERVIRENS VENTURES LLC

Other Investors

TONY HUNG NGUY
DYLAN BOWSKY
Ronald Timothy Clement
Tom Gai
Jia Hui Wei
Xiaoyan Zhou
AJANTA BASAK
Mohammad Safariannematabad

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

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