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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-09-18 |
| TX | RA | APPROVED | 2020-09-17 |
Branch Locations
909 Se Fifth Avenue, Delray Beach, FL 33483 • United States
1515 N. Federl Hiwy, Ste. 100, Boca Raton, FL 33432 • United States
2400 Monterey Rd, Ste. 100, Stuart, FL 34996 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nbc Securities Inc. | Stuart | FL | 05/2014 | 09/2020 |
| Lpl Financial Llc | Stuart | FL | 09/2020 | Present |
| South State Bank | Stuart | FL | 09/2020 | Present |
1)08/21/2020 - CenterState Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2010 2) 3/15/2021 - SouthState Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/18/2020 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-12-03 |
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