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Christopher David Rankin

LPl Financial LLC

Delray Beach, FL

Boca Raton, FL

Stuart, FL

CRD 4030196

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-09-18
TX RA APPROVED 2020-09-17
  • FL RA
    APPROVED
    Since 2020-09-18
  • TX RA
    APPROVED
    Since 2020-09-17

Branch Locations

909 Se Fifth Avenue, Delray Beach, FL 33483 • United States

1515 N. Federl Hiwy, Ste. 100, Boca Raton, FL 33432 • United States

2400 Monterey Rd, Ste. 100, Stuart, FL 34996 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nbc Securities Inc. Stuart FL 05/2014 09/2020
Lpl Financial Llc Stuart FL 09/2020 Present
South State Bank Stuart FL 09/2020 Present
  • 05/2014 → 09/2020
    Nbc Securities Inc.
    Stuart, FL
  • 09/2020 → Present
    Stuart, FL
  • 09/2020 → Present
    South State Bank
    Stuart, FL
Previous Registrations
  • 2014-05-05 → 2020-09-30
    Stuart, FL
  • 2014-02-10 → 2014-04-30
    Stuart, FL
  • 2010-02-03 → 2014-02-05
    Cetera Investment Services Llc
    Jupiter, FL
    Delray Beach, FL
    Port St. Lucie, FL
    Stuart, FL
  • 2007-01-19 → 2010-01-05
    Fnb Brokerage Services, Inc.
    Stuart, FL
    Stuart, FL
    Stuart, FL
    Stuart, FL
Other Businesses

1)08/21/2020 - CenterState Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2010 2) 3/15/2021 - SouthState Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/18/2020 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-12-03
  • S63 Uniform Securities Agent State Law Examination
    2004-12-03
Designations
  • Certified Financial Planner
Other Names
  • Chris Rankin

View on SEC IAPD

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