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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-11-14 |
Branch Locations
12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial & Tax Architects, Llc | St. Louis | MO | 07/2023 | 06/2024 |
| Wells Fargo Advisors | St. Louis | MO | 12/2010 | 07/2023 |
| The Prudential Insurance Company Of America | St Louis | MO | 09/2024 | Present |
| Pruco Securities Llc | Saint Louis | MO | 09/2024 | 11/2024 |
| Anchor Rides | Lake Ozark | MO | 06/2024 | Present |
| Lpl Enterprise, Llc | St. Louis | MO | 11/2024 | Present |
1) 03/07/2025 - Anchor Rides- Other- I am a charter captain for Anchor Rides and do my charters on weekends.- not inv. related - at Saint Petersburg, FL- start date 11/14/2024 - 8hrs/mnth-0hrs during trading 2)02/25/2025 - Focus Financial Services, Inc.-DBA for LPL Business (entity for LPL business)-inv. related- at reported business location(s)- start date 11/14/2024- 160hrs/mnth-120hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-14 |
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