Kevin Peter Farrell

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2002 → 01/2017
  State Street Bank And Trust
  Boston, MA
• 02/2002 → 01/2024
  State Street Global Advisors Funds Distributors, Llc
  Atlanta, GA
• 01/2017 → 01/2024
  State Street Global Advisors Trust Company
  Atlanta, GA
• 02/2024 → Present
  Nuveen Securities, Llc
  Alpharetta, GA
• 02/2024 → Present
  Nuveen Asset Management, Llc
  Chicago, IL

Other Businesses

(1) Name: 4 Brothers ACK, LLC Position: Member Nature: LLC to acquire property for use and rent between LLC members Investment Related: NO Hours: 2 Securities Trading Hours: 0 Start Date: 9/25/2023 Address: 30 Tashama Ln, Nantucket, MA 02554 Description: Contact person for our listing agent. Responsible for approving rental inquiries. (2) Name: Frank Pepe's Development Company Position: Member Nature: LLC to acquire property for use and rent between LLC members Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 01/01/2005 Address: 453 N Main St, Southington, CT 06489 Description: No job responsibilities. We are investors in the LLC with no involvement with management.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-08-07
• S63 Uniform Securities Agent State Law Examination
  1997-04-29

Other Names

• Kevin Peter Farrell
• Kevin P Farrell