Timothy Dale Vessell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial, Llc
  Woodbridge, VA

Previous Registrations

• 2007-06-19 → 2009-09-08
  Mutual Service Corporation
  Boston, MA
  Fairfax, VA
  Ashburn, VA
  Fairfax, VA
• 2000-09-27 → 2007-10-31
  Capitol Wealth Management, Inc.
  Mclean, VA
• 2005-01-28 → 2005-04-01
  Fsc Securities Corporation
  Fairfax, VA

Other Businesses

1. 12/10/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/25/2020 - 2 Hours Per Month During Securities Trading - Insurance brokerage sales, sale of term life, universal life, LTC insurance, disability insurance and fixed annuities. 2. 11/10/2021 - Vessell Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/28/2021 - 160 Hour Per Month/150 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-16
• S63 Uniform Securities Agent State Law Examination
  1997-06-03

Designations

• Certified Financial Planner

Other Names

• Timothy D Vessell